Secure Controls Framework
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NY DFS Part 500

Who must comply with NY DFS Part 500?

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NY DFS Part 500 applies to any entity operating under a license, registration, charter, certificate, permit, or similar authorization from the New York DFS. This includes state-chartered banks, licensed lenders, mortgage companies, insurance companies, insurance producers, money transmitters, and foreign banking organizations with New York branches. Certain smaller entities may qualify for limited exemptions.

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